Law
Bachelor	Length of the Programme: 4	Number of Credits: 240	TR-NQF-HE: Level 6	QF-EHEA: First Cycle	EQF: Level 6

Ders Genel Tanıtım Bilgileri

School/Faculty/Institute

Faculty of Law

Course Code

HUK 427

Course Title in English

Capital Markets Law

Course Title in Turkish

Sermaye Piyasası Hukuku

Language of Instruction

Type of Course

Lecture

Level of Course

Seçiniz

Semester

Spring

Contact Hours per Week

Lecture: 2

Recitation:

Lab:

Other:

Estimated Student Workload

38 hours per semester

Number of Credits

2 ECTS

Grading Mode

Standard Letter Grade

Pre-requisites

None

Expected Prior Knowledge

Corporate Law

Co-requisites

None

Registration Restrictions

None

Overall Educational Objective

Students will learn the general principles of capital markets law and publicly traded companies.

Course Description

General principles of capital markets law and public corporations: capital market instruments, issuance and issuers, initial public offering, public corporations, investor protection and disclosure requirements, the Capital Markets Board of Turkey.

Course Description in Turkish

Sermaye piyasası hukukunun genel ilkeleri ve halka açık şirketler: sermaye piyasası araçları, ihraç ve halka arz, halka açık şirketler, yatırımcıların korunması ve kamunun aydınlatılması, Sermaye Piyasası Kurulu.

Course Learning Outcomes and Competences

Upon successful completion of the course, the learner is expected to be able to:
1) Knows the characteristics of public joint stock companies.
2) Recognizes capital market instruments.
3) Understands the processes of issuance and public offering of capital market instruments.
4) Understands the rules of public disclosure and their objectives.
5) Understands the basic characteristics of stock exchanges and capital market institutions.

Program Learning Outcomes/Course Learning Outcomes	1	2	3	4	5
1) The ability to recognize and apply basic principles and theories of law, legal methodology, and interpretation methods.
2) The ability to follow, evaluate, interpret and apply the current developments and legislative amendments.
3) The ability to locate and use legal resources; to follow and evaluate current legislative amendments, legal science, and court decisions.
4) The ability to internalize social, scientific and ethical values while evaluating legal information.
5) The ability to recognize, examine and resolve legal issues with respect to general principles of law, de lege feranda and de lege lata; to take into consideration both national and international aspects of law; and to acknowledge the importance of personal conviction while making decisions.
6) The ability to critically analyze legal disputes, legislation, court decisions and different views in the legal science; to form his/her own opinions; to detect legal lacuna and suggest alternative solutions.
7) The ability to understand issues regarding different fields of law; to characterize and propose solutions to complex issues arising from legal practice.
8) The ability to participate in and organize legal projects and activities as a socially responsible individual; to put his/her legal knowledge and skill to use efficiently (in the public or private sector).
9) The ability to use a foreign language at least on a B2 Level on the European Language Portfolio, to follow legal developments and communicate with colleagues in that language; to use computer software and information and communication technologies necessary in the law field at an Advanced Level of the European Computer Driving License.
10) Adoption of a positive approach to the concept of lifelong learning.
11) The ability to understand the development, evolution, and problems of the society and to contribute to the solution of these problems by legal methods.
12) The ability to understand the structure, organization, and functioning of law on the national and international level; to contribute to the development thereof.

Relation to Program Outcomes and Competences

N None	S Supportive	H Highly Related

	Program Outcomes and Competences	Level	Assessed by
1)	The ability to recognize and apply basic principles and theories of law, legal methodology, and interpretation methods.	H	HW
2)	The ability to follow, evaluate, interpret and apply the current developments and legislative amendments.	H	HW
3)	The ability to locate and use legal resources; to follow and evaluate current legislative amendments, legal science, and court decisions.	H	HW
4)	The ability to internalize social, scientific and ethical values while evaluating legal information.	S	HW
5)	The ability to recognize, examine and resolve legal issues with respect to general principles of law, de lege feranda and de lege lata; to take into consideration both national and international aspects of law; and to acknowledge the importance of personal conviction while making decisions.	H	HW
6)	The ability to critically analyze legal disputes, legislation, court decisions and different views in the legal science; to form his/her own opinions; to detect legal lacuna and suggest alternative solutions.	H	HW
7)	The ability to understand issues regarding different fields of law; to characterize and propose solutions to complex issues arising from legal practice.	H	HW
8)	The ability to participate in and organize legal projects and activities as a socially responsible individual; to put his/her legal knowledge and skill to use efficiently (in the public or private sector).	H	HW
9)	The ability to use a foreign language at least on a B2 Level on the European Language Portfolio, to follow legal developments and communicate with colleagues in that language; to use computer software and information and communication technologies necessary in the law field at an Advanced Level of the European Computer Driving License.	N
10)	Adoption of a positive approach to the concept of lifelong learning.	N
11)	The ability to understand the development, evolution, and problems of the society and to contribute to the solution of these problems by legal methods.	H	HW
12)	The ability to understand the structure, organization, and functioning of law on the national and international level; to contribute to the development thereof.	H	HW

Prepared by and Date	HASAN HÜSNÜ GÜZELÖZ , January 2024
Course Coordinator	HASAN HÜSNÜ GÜZELÖZ
Semester	Spring
Name of Instructor	Öğr. Gör. HASAN HÜSNÜ GÜZELÖZ

Course Contents

Week	Subject
1)	Introduction
2)	Capital market instruments
3)	Capital market instruments, dematerialization
4)	Issuance and Public Offering
5)	Issuance and Public Offering (continued)
6)	Issuance and Public Offering (continued)
7)	Publicly traded companies
8)	Publicly traded companies (continued)
9)	Publicly traded companies (continued)
10)	Public disclosure
11)	Capital Markets Board
12)	Exchanges
13)	Capital market institutions
14)	Crimes related to Capital markets

Required/Recommended Readings

Students can follow the course topics from any academic source. No books are compulsory.

Teaching Methods

Lectures will be based on examples and case studies. Student participation will be encouraged.

Homework and Projects

Laboratory Work

Computer Use

Other Activities

Assessment Methods

Assessment Tools	Count	Weight
Paper Submission	2	% 100
TOTAL		% 100

Course Administration

guzelozh@mef.edu.tr

ECTS Student Workload Estimation

Activity	No/Weeks	Hours			Calculation
	No/Weeks per Semester	Preparing for the Activity	Spent in the Activity Itself	Completing the Activity Requirements
Course Hours	14	2			28
Homework Assignments	2	4	1		10
Total Workload					38
Total Workload/25					1.5
ECTS					2